Other Independent Audits (OIA) Data
- - Broker-Dealers
- - Non-Profits
New data sets expanding your view
of the national audit market
BD - Annual Audit
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Our latest module allows you to search our database of broker-dealers' (BD) audited annual reports submitted to the SEC (filed as form x-17a-5). Use this data set to analyze broker-dealer auditor market share and segment the data out using our various demographic and financial fields.
A new audit opportunity has opened up as all broker-dealers are required to be audited by a PCAOB registered firm for 2009 year ends (PCAOB Press Release | SEC FAQs). To see how our data can give you an advantage in targeted marketing to broker-dealers contact us for an online demo.
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| Non-Profits |
Non-profit organization single audits comprise a significant portion of the market. Our non-profit module is composed of over 40,000 federally funded audited institutions and can be easily broken out for your business intelligence needs.
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