Skip to main content

Disclosure Controls Database

Identify every U.S. public company with a material weakness and/or ineffective Disclosure Controls

Demo Product
The Audit Analytics Disclosure Controls database covers all SEC registrants that have disclosed its management’s assessment of disclosure controls since September 2002.

  • Use disclosure controls as a factor to gauge financial reporting quality
  • Monitor accounting rule failures that trigger ineffective disclosure controls
  • Prospect for business by identifying companies with financial reporting issues
  • Unlike SOX 404 reports, SOX 302 assessments are issued quarterly for the most up-to-date information on a company’s control environment
  • Search material weaknesses in a registrant's assessment of disclosure control and/or internal control over financial reporting circumstances

Section 302 of the Sarbanes-Oxley Act (SOX 302) mandates that public companies establish a system of effective disclosure controls.

Find disclosure controls filed in accordance with Rule 13a-15(e) of the Securities Exchange Act, and Section 302 of the Sarbanes-Oxley Act.

Availability Online • Data Feed • Excel • WRDS
Audit + Compliance
Email Alerts

Email Alerts
Receive an email alert when we analyze a Disclosure Controls Database filed by your specified company(ies) of interest

Text Search

Text Search
Text search is available for this product. Easily find Disclosure Controls by keywords specific to your needs.