Disclosure Controls Database
Identify every U.S. public company with a material weakness and/or ineffective Disclosure Controls
The Audit Analytics Disclosure Controls database covers all SEC registrants that have disclosed its management’s assessment of disclosure controls since September 2002.
- Use disclosure controls as a factor to gauge financial reporting quality
- Monitor accounting rule failures that trigger ineffective disclosure controls
- Prospect for business by identifying companies with financial reporting issues
- Unlike SOX 404 reports, SOX 302 assessments are issued quarterly for the most up-to-date information on a company’s control environment
- Search material weaknesses in a registrant's assessment of disclosure control and/or internal control over financial reporting circumstances
Section 302 of the Sarbanes-Oxley Act (SOX 302) mandates that public companies establish a system of effective disclosure controls.
Find disclosure controls filed in accordance with Rule 13a-15(e) of the Securities Exchange Act, and Section 302 of the Sarbanes-Oxley Act.
Module | Audit + Compliance |
---|---|
Source | SEC Filings |
Coverage | All ’33 & ’34 Act Filers |
Data Since | 2002 |
Updated | Daily |
Availability | Online • Data Feed • Excel • WRDS |
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